Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Clark (Clark), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $24,432.00 on March 13, 2025.
The client alleges they were not informed of the tax consequences of selling Trane stock.
