MOLONEY SECURITIES CO.

There are Recent Customer Complaints with Broker John Shortal in Firm Moloney Securities Co., Inc.

February 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Shortal (Shortal), currently associated with Moloney Securities Co., Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Shortal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $664,400.00 on January 03, 2025.

Suitability/negligence. 2018-2022

Broker John Hebner in Moloney Securities Co., Inc. Firm Has Customer Complaint

February 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Hebner (Hebner), previously associated with Moloney Securities Co., Inc., has at least 6 disclosable events. These events include 6 customer complaints, alleging that Hebner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on January 25, 2025.

Suitability/negligence. 2019

There are Recent Customer Complaints with Broker James Raia in Firm Moloney Securities Co., Inc.

February 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Raia (Raia), currently associated with Moloney Securities Co., Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Raia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $412,600.00 on March 12, 2024.

Suitability/negligence. 2018-2021

Broker Cary Jacobs in Moloney Securities Co., Inc. Firm Has Customer Complaint

February 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cary Jacobs (Jacobs), previously associated with Moloney Securities Co., Inc., has at least one disclosable event. These events include one customer complaint, alleging that Jacobs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 28, 2023.

Suitability/negligence. 2016.

There are Recent Customer Complaints with Broker Robert Vance in Firm Moloney Securities Co., Inc.

February 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Vance (Vance), previously associated with Moloney Securities Co., Inc., has at least 14 disclosable events. These events include 13 customer complaints, one civil event, alleging that Vance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $156,000.00 on November 25, 2024.

Suitability/negligence. 2018-2021

Moloney Securities Co., Inc. Broker Joseph Muller Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Muller (Muller), currently associated with Moloney Securities Co., Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Muller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on December 02, 2024.

Suitability/negligence. 2019-2021