MOLONEY SECURITIES CO.

There are Recent Customer Complaints with Broker Juliann Smith in Firm Moloney Securities Co., INC.

May 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juliann Smith (Smith), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $66,900.00 on May 06, 2024.

Suitability/negligence. 2017-2024

There are Recent Customer Complaints with Broker Randall Duggan in Firm Moloney Securities Co., INC.

May 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Duggan (Duggan), currently associated with Moloney Securities Co., INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Duggan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $475,000.00 on May 29, 2024.

Suitability/negligence. 2020-2021

Broker Christina Silvius in Moloney Securities Co., INC. Firm Has Customer Complaint

April 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christina Silvius (Silvius), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Silvius recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on June 10, 2024.

Suitability/negligence. 2019

Broker Glenn Cray in Moloney Securities Co., INC. Firm Has Customer Complaint

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glenn Cray (Cray), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Cray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $45,000.00 on June 27, 2024.

Suitability/negligence. 2017-2020

Broker Luke Schunk in Moloney Securities Co., INC. Firm Has Customer Complaint

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Schunk (Schunk), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Schunk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on June 27, 2024.

Suitability/negligence. 2020

Broker Shane Desherlia in Moloney Securities Co., INC. Firm Has Customer Complaint

April 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shane Desherlia (Desherlia), currently associated with Moloney Securities Co., INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Desherlia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on July 06, 2024.

Suitability/negligence. 2018-2020.

Broker Glennon Cole in Moloney Securities Co., INC. Firm Has Customer Complaint

April 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glennon Cole (Cole), previously associated with Moloney Securities Co., INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Cole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on August 26, 2024.

Suitability/negligence. 2013-2018

There are Recent Customer Complaints with Broker David Wampler in Firm Moloney Securities Co., INC.

April 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Wampler (Wampler), currently associated with Moloney Securities Co., INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wampler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $272,450.00 on March 04, 2025.

Suitability/negligence. 2012

There are Recent Customer Complaints with Broker Derrick Brauner in Firm Moloney Securities Co., Inc.

April 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derrick Brauner (Brauner), currently associated with Moloney Securities Co., Inc., has at least one disclosable event. These events include one customer complaint, alleging that Brauner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,000.00 on August 20, 2024.

Suitability/negligence. 2018-2020

There are Recent Customer Complaints with Broker James Raia in Firm Moloney Securities Co., Inc.

March 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Raia (Raia), currently associated with Moloney Securities Co., Inc., has at least one disclosable event. These events include one customer complaint, alleging that Raia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $940,000.00 on February 11, 2025.

Suitability/negligence. 2019-2021