Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Molly Hough (Hough), previously associated with Hornor, Townsend & Kent, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Hough recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 05, 2024.
The client alleges that the underlying investment in the account did not perform as expected and that they were misled in believing that they had purchased a long-term care benefit as part of their annuity contract.
