Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michelle Yang (Yang), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Yang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 02, 2024.
Client alleges the fees and commissions for the product she purchased were misrepresented.
