Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Robertson (Robertson), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Robertson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 13, 2024.
CLIENT ALLEGES THAT THEY NEVER AGREED TO BE INVESTED IN SECURITIES WITH LONG MATURITIES 2019-2024
