Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Ravotti (Ravotti), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ravotti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,500.00 on October 25, 2024.
Customer alleges a variable annuity was liquidated without his knowledge or consent, resulting in an unexpected tax liability. Activity dates 12/13/2022 – 12/13/2022.
