Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Maglio (Maglio), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Maglio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on February 14, 2025.
There is a good faith estimate that the requested damages are more than $5000 as the requested resolution is to exchange an annuity worth more than $500,000 without penalties.
