Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Giordano (Giordano), currently associated with Charles Schwab & Co., Inc., has at least one disclosable event. These events include one customer complaint, alleging that Giordano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $51,047.16 on November 22, 2024.
Client alleges in February 2023, the representative recommended an investment strategy that was unsuitable for his mother’s account which led to $51,000 in account losses.
