Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Fisette (Fisette), currently associated with Raymond James Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Fisette recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $48,345.84 on January 19, 2025.
The client alleged the advisor placed unauthorized trades. Allegation Activity Dates: 1/10/2024 – 1/19/2024.
