Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Clementi (Clementi), currently associated with B. Riley Wealth Management, has at least one disclosable event. These events include one customer complaint, alleging that Clementi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $152,235.00 on January 02, 2025.
Claimant allegse investment in PLBY was not suitable.
