Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Campos (Campos), currently associated with D.a. Davidson & Co., has at least one disclosable event. These events include one customer complaint, alleging that Campos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $31,583.00 on September 05, 2024.
Recently appointed POA alleges that investments recommended by the advisor in September 2021 were unsuitable.
