Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Bochnovich (Bochnovich), currently associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. These events include one tax lien, alleging that Bochnovich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 17, 2024.
The California Department of Insurance revoked the representative’s non-resident insurance license due to an April 2024 misdemeanor conviction in Ohio.
