Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Banks (Banks), previously associated with Morgan Stanley, has at least one disclosable event. These events include one tax lien, alleging that Banks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 04, 2024.
Respondent Banks failed to respond to FINRA requests for information.
