Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melvin Rokeach (Rokeach), previously associated with May Capital Group, L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Rokeach recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on June 17, 2024.
Statement of Claim names May Capital Group, LLC as the Respondent. Melvin Rokeach is identified as the broker/representative of the firm. Claims against the Respondent are misrepresentation, failure to conduct reasonable due diligence, and failure to supervise.
