Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Valeri (Valeri), previously associated with Templeton/franklin Investment Services, inc., has at least one disclosable event. These events include one regulatory event, alleging that Valeri recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 19, 2024.
Violated section 517.310(1)(c), Florida Statutes, by knowingly and willfully concealing and covering-up material facts, and by knowingly and willfully making false statements of material facts in an application for registration.
