Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Koelliker (Koelliker), currently associated with Kkr Capital Markets LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Koelliker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $15,032,924.63 on October 04, 2024.
Plaintiff alleges various claims related to sudden decrease in value of Plaintiff’s limited partnership interest and failure to honor in full Plaintiff’s redemption request.
