Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marques Mcleon (Mcleon), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one tax lien, alleging that Mcleon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 17, 2024.
Respondent Mcleon failed to respond to FINRA requests for information.
