Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Reynolds (Reynolds), currently associated with Oppenheimer & Co. Inc., has at least one disclosable event. These events include one customer complaint, alleging that Reynolds recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $865,072.00 on March 11, 2025.
ATTORNEY REPRESENTING THE TRUSTS ALLEGES THAT UNSUITABLE INVESTMENTS WERE MADE IN THE ACCOUNTS, AND THAT MISREPRESENTATIONS WERE MADE. TIME PERIOD APPEARS TO BE 2022-2024.
