Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Fuhr (Fuhr), previously associated with Pruco Securities, Llc., has at least one disclosable event. These events include one customer complaint, alleging that Fuhr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on September 17, 2024.
The complainant alleges that the representative, who she was working with, took money from her accounts in or around November 2007.
