Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Mario Martinez (Martinez) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Martinez was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated at the time of the activity. If you have been a victim of Martinez’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint on December 18, 2024.
Customer alleges misappropriation by the Registered Representative. Customer also alleges that she made a loan to the Registered Representative.
