Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Madison Morgan (Morgan), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Morgan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 03, 2024.
Customer alleges the Variable Universal Life insurance policy he purchased in January 2024 was not clearly understood at the time of sale, including the policy’s surrender charges, therefore he requests a total refund.
