Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Kloosterman (Kloosterman), currently associated with Thrivent Investment Management Inc., has at least one disclosable event. These events include one customer complaint, alleging that Kloosterman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $56,742.00 on December 16, 2024.
Client alleged RR did not disclose or explain surrender charges and the length of time they would apply to the VUL contract purchased in May 2022.
