Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Jean-bart (Jean-bart), previously associated with PFS Investments Inc., has at least 2 disclosable events. These events include one customer complaint, one tax lien, alleging that Jean-bart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on July 12, 2024.
Respondent Jean-Bart failed to respond to FINRA requests for information.
