Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kirk Crossen (Crossen), previously associated with Raymond James & Associates, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Crossen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on September 10, 2024.
ATTORNEY FOR EX-SPOUSE OF FA ALLEGES, INTER ALIA, THAT THE FA MADE UNAUTHORIZED AND UNSUITABLE TRANSACTIONS IN THIER JOINT ACCOUNT 2016-2022
