Articles Tagged with Kirk Crossen

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kirk Crossen (Crossen), previously associated with Raymond James & Associates, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Crossen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on May 01, 2025.

Respondent Crossen failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kirk Crossen (Crossen), previously associated with Raymond James & Associates, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Crossen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on September 10, 2024.

ATTORNEY FOR EX-SPOUSE OF FA ALLEGES, INTER ALIA,  THAT THE FA MADE UNAUTHORIZED AND UNSUITABLE TRANSACTIONS IN THIER JOINT ACCOUNT  2016-2022