Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Toohey (Toohey), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one tax lien, alleging that Toohey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 23, 2024.
Conditional Registration due to Mr. Toohey’s disclosure history.
