Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Mcdougall (Mcdougall), currently associated with Thurston Springer Financial, has at least one disclosable event. These events include one customer complaint, alleging that Mcdougall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 28, 2025.
Breached the terms and conditions and its agreements with clients. Violates federal and state securities statutes. Violation of fiduciary duties. Is liable for the intentional and negligible misrepresentation of material facts.
