Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Sledge (Sledge), currently associated with Osaic Wealth, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Sledge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on August 30, 2024.
Claimants allege their representative recommended an unsuitable oil and gas program.
