Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelly Dale (Dale), currently associated with American Capital Partners, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dale recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on February 14, 2025.
Customer stated he recieved no e-mails, phone calls, letters, or documents sent from American Capital Partners and was improperly informed by American Capital Partners that IPO stock known as “Impossible Foods” was not salable until it went public.
