Keith Dagostino

Broker Keith Dagostino in Ef Hutton LLC Firm Has Customer Complaint

March 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 11, 2025.

Time frame: Unspecified. Claimant alleges unsuitable investments, breach of contract, breach of fiduciary duty and negligence.

Broker Keith Dagostino in Ef Hutton LLC Firm Has Customer Complaint

March 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least 15 disclosable events. These events include 15 customer complaints, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 14, 2025.

Time frame: Unspecified. Claimant alleges unsuitable investments, breach of contract, and breach of fiduciary duty.

Keith Dagostino Subject to Over A Dozen Customer Complaints

December 27, 2024 | by Staff Attorney

Former financial advisor Keith Dagostino (Dagostino), formerly employed by brokerage firms Aegis Capital Corp (Aegis) and EF Hutton LLC (EF Hutton) has been subject to at least 18 customer complaints during the course of his career. According to a BrokerCheck reports most of the recent customer complaints concern either equity securities and initial public offering securities (IPOs). The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of investments.

In August 2024 a customer complained that Dagostino violated the securities laws by alleging that Dagostino recommended unsuitable investment strategy and breach of fiduciary duty. The claim alleges $1 million in damages and is currently pending.

In August 2024 a customer complained that Dagostino violated the securities laws by alleging that Dagostino recommended unsuitable investment strategy and breach of fiduciary duty. The claim alleges $589,000 in damages and is currently pending.

In August 2024 a customer complained that Dagostino violated the securities laws by alleging that Dagostino mishandled and IPO transaction and the Claimant seeks a return of the funds. According to the broker comment this matter involves the initial public offering of Veg House which EF Hutton negotiated for Claimant’s securities purchase agreement with PlantX for the Veg House shares. The claim alleges $1 million in damages and is currently pending.