Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Connors (Connors), currently associated with Ifp Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Connors recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on October 14, 2024.
Respondent promoted GWG as carrying minimal risk and materially \, misrepresented the actual risks of these investments including, but not limited to: \, the strength of the underlying collateral; the risk of loss of principal; and that \, investors such as Claimants were not being properly compensated for investing in \, high-risk debt securities in exchange for just a limited upside return.
