Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Bjerke (Bjerke), currently associated with Edward Jones, has at least one disclosable event. These events include one tax lien, alleging that Bjerke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on January 29, 2025.
Bjerke executed a transaction on behalf of M.G.E. Without authorization when he liquidated M.G.E. ‘s assets without her knowledge or consent. Bjerke executed a transaction on behalf of M.G.E. Without authorization by purchasing\<char_lb_r>\, shares in two mutual funds without her knowledge or consent.Bjerke’s acts and practices violated Iowa Code\\u00a7 502.412(4)(m) and Iowa Administrative\<char_lb_r>\, Rule 191-50.16(1)(d) subjecting Bjerke to revocation, suspension, condition, or limit Bjerke’s\<char_lb_r>\, registration, the imposition of a civil penalty, an order requiring Bjerke to cease and desist from\<char_lb_r>\, engaging in such acts and practices, an order of restitution, the imposition of costs of the\<char_lb_r>\, investigation and prosecution of the matter, and any other corrective action the Commissioner deems necessa1y and appropriate pursuant to Iowa Code\\u00a7 502.412.
