Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Julie Darrah (Darrah), previously associated with Mutual Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Darrah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $749,200.00 on March 13, 2025.
Client alleges that the representative sold virtually all of the securities in held in client’s brokerage/investment advisory accounts and\, misappropriated $749,200 from the client.
