Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Villalobos (Villalobos), previously associated with Money Concepts Capital Corp, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Villalobos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $480,000.00 on December 23, 2024.
The client alleges RR mismanaged his accounts and filed a claim for breach of fiduciary duty, breach of contract, and negligence.
