Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Marino (Marino), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Marino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 03, 2025.
Client alleges financial advisor failed to advise of tax consequences of recommendation before liquidating their Microsoft stock position.
