Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Todaro (Todaro), previously associated with Network 1 Financial Securities Inc., has at least 2 disclosable events. These events include 2 regulatory events, alleging that Todaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 12, 2024.
Respondent Todaro failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
