Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Kayal (Kayal), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one tax lien, alleging that Kayal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 13, 2024.
New York State Department of Financial Services asserts that the representative provided materially untrue and incorrection information on applications for a license to act as an agent and broker in the State of New York submitted in 2019, 2021, and 2022.
