Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joscelyn Cockburn (Cockburn), previously associated with Innovation Partners LLC, has at least one disclosable event. These events include one tax lien, alleging that Cockburn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 16, 2024.
Respondent Cockburn failed to respond to FINRA requests for information.
