Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Mclendon (Mclendon), previously associated with Raymond James & Associates, Inc., has at least one disclosable event. These events include one tax lien, alleging that Mclendon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on February 12, 2025.
Without admitting or denying the findings, McLendon consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA as a part of its investigation into the circumstances giving rise to a Form U5 filed by his member firm stating that he was discharged following provision of falsified documentation, failure to cooperate in internal review, and lack of candor.
