Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Dixon (Dixon), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dixon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 04, 2024.
Customer alleges the riders associated with the contract, specifically the death benefit rider, were misrepresented to him and that he was not made aware of the excessive fees associated with the investment.
