Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Shortal (Shortal), currently associated with Moloney Securities Co., Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Shortal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $664,400.00 on January 03, 2025.
Suitability/negligence. 2018-2022
