Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Reutemann (Reutemann), currently associated with Purshe Kaplan Sterling Investments, has at least one disclosable event. These events include one regulatory event, alleging that Reutemann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 19, 2024.
Rendered investment advice, from a location within Florida, without being registered by the Office.
