Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nistler (Nistler), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nistler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,000.00 on October 25, 2024.
Claimant alleges their RR recommended an unsuitable Oil and Gas investment.
