Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Gerken (Gerken), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Gerken recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,041.00 on January 15, 2025.
The customer alleges that in October 2023, the Registered Representative misrepresented and recommended an illiquid investment.
