Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jimmy Driggers (Driggers), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Driggers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 01, 2024.
Claimants alleges violations of Reg BI and Misrepresentation with respect to alternative investment strategy – 2012 to 2021
