Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jesus Quezada (Quezada), currently associated with Alexander Capital, L.p., has at least one disclosable event. These events include one customer complaint, alleging that Quezada recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on October 02, 2024.
CUSTOMER ALLEGES LACK OF SUITABILITY, FAILURE TO SUPERVISE & MISREPRESENTATION & OMISSION OF MATERIAL FACTS IN CONNECTION WITH INVESTMENTS IN ALTERNATIVE INVESTMENTS.
