Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerry Newman (Newman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Newman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,701.18 on December 16, 2024.
The client alleges the FA failed to follow his instructions to invest deposited funds on 7/9/2024.
