Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerome Harris (Harris), previously associated with Farmers Financial Solutions, LLC, has at least one disclosable event. These events include one tax lien, alleging that Harris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on January 23, 2025.
Respondent Harris failed to respond to FINRA requests for information.
