Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Raverty (Raverty), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Raverty recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $526,510.05 on October 01, 2024.
Trustee of revocable trust alleges that Edward Jones improperly followed former trustee’s instructions to transfer funds from the trust to a brokerage account in her individual name without authorization or consent.
