Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerald Hymen (Hymen), currently associated with Oppenheimer & Co. Inc., has at least one disclosable event. These events include one customer complaint, alleging that Hymen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $38,066.12 on October 25, 2024.
Breach of fiduciary duty in management of accounts by alleged wrongful rate increase from 1.25% to 1.95% when account holder was “elderly and had cognitive decline due to medical conditions, from 1/1/2021 to Present.
